Compliance-first CRM for
financial services.
Purpose-built for banks, wealth managers, RIAs, and insurance firms. Automate KYC onboarding, continuous risk scoring, and regulatory reporting — with SOC 2 and PCI DSS compliance baked into every layer of the platform.
0%
Compliance Cost Reduction
Average savings across firms
0hr
KYC Processing
Down from 2 business days
0%
Audit Pass Rate
Across all regulated clients
$18M
AUM Growth
Average per firm annually
Key Features
Purpose-built for
regulated financial services.
Every feature is designed around the unique demands of financial compliance, fiduciary responsibility, and high-touch client relationships.
Portfolio Management
Gain a 360-degree view of every client relationship — assets under management, investment allocations, risk tolerance, performance attribution, and relationship history. Advisors see household-level rollups, account hierarchies, and real-time portfolio drift alerts in a single dashboard built for high-velocity advisory teams.
KYC Automation
Collapse onboarding from two business days to four hours. Leadify orchestrates document collection, government ID verification, PEP and sanctions screening, adverse media monitoring, and beneficial ownership analysis — all scored through configurable risk thresholds that auto-approve low-risk clients and escalate edge cases.
Risk Scoring
Continuously evaluate client risk across transaction velocity, asset concentration, market exposure, and behavioral signals. Machine learning models detect unusual patterns — sudden large transfers, off-profile trading, jurisdiction changes — and surface them to compliance officers before they escalate into regulatory findings.
Compliance Tracking
Automate the compliance lifecycle end-to-end: KYC renewals, AML periodic reviews, suitability re-certifications, and regulatory filing deadlines. Built-in policy engines enforce firm-specific rules, flag overdue items, and generate compliance officer dashboards with real-time coverage metrics across your entire client book.
Wealth Management
Deliver white-glove digital experiences at scale. Goal-based planning tools, Monte Carlo simulations, tax-loss harvesting suggestions, and automated rebalancing recommendations help advisors serve 3x more clients without sacrificing personalization. Client portals provide secure, branded access to statements, performance, and documents.
Regulatory Reporting
Generate SEC, FINRA, FCA, and MiFID II reports in minutes instead of weeks. Pre-built templates cover ADV filings, Form CRS, SAR/CTR submissions, and transaction reporting. Every report includes cryptographic integrity verification, complete audit trails, and one-click export in regulator-required formats.
How It Works
Three steps to
compliant growth.
Leadify automates the compliance burden so your advisors can focus on building relationships and growing assets under management.
Onboard Your Client
Import existing client data or start fresh. Leadify runs automated KYC checks, verifies identities, screens against global sanctions lists, and builds a complete risk profile — all within four hours of initial submission. Integration with your custodian ensures portfolio data flows in automatically.
AI Manages Compliance
Once onboarded, Leadify continuously monitors every client for compliance drift. Automated workflows handle periodic KYC renewals, suitability reviews, and regulatory filings. Risk scoring models run 24/7, flagging anomalies and generating audit-ready documentation without manual intervention.
Grow Your Portfolio
With compliance on autopilot, your advisors focus on what matters — deepening client relationships and growing AUM. AI-driven insights surface cross-sell opportunities, at-risk clients, and portfolio optimization suggestions. Firms using Leadify grow AUM 34% faster than industry benchmarks.
Success Stories
Financial institutions that
trust Leadify.
From boutique RIAs to regional banks, see how financial services organizations transform compliance operations and client relationships with Leadify.
Wealth Management Firm
A registered investment advisor managing $2.4B in assets deployed Leadify to centralize client data across 35 advisors. Automated KYC workflows reduced onboarding time from 12 days to 3 days, and AI-driven client insights helped advisors identify $180M in cross-sell opportunities within the first year.
Regional Bank
A community bank with 28 branches used Leadify to unify their commercial lending and retail banking CRM data. Relationship managers gained a 360-degree view of business clients, resulting in a 42% increase in commercial loan originations and a 55% improvement in client retention rates.
Insurance Brokerage
A national insurance brokerage managing 120,000 policies centralized their client communications and renewal workflows on Leadify. Automated renewal reminders and AI-prioritized outreach reduced policy lapse rates by 31% and increased upsell conversion by 28%.
Live Dashboard
Risk & compliance
at a glance.
Real-time visibility into client risk distribution, compliance coverage, and every action taken across your firm — all in one auditable view.
Client Risk Distribution
Compliance Coverage
Live Audit Trail
KYC renewal completed
Risk score updated
SAR filing submitted
Portfolio rebalance flagged
New client onboarded
Integration Partners
Connects to your
financial ecosystem.
Native integrations with the platforms financial institutions already rely on. Bi-directional sync ensures your CRM always reflects current positions, transactions, and compliance status.
Bloomberg
Market Data
Plaid
Banking
Stripe
Payments
Yodlee
Aggregation
Morningstar
Analytics
Black Knight
Mortgage
FIS
Core Banking
Finastra
Infrastructure
Salesforce Financial
CRM
QuickBooks
Accounting
Xero
Accounting
DocuSign
e-Signature
Regulatory Compliance
Compliance is not a feature.
It is the foundation.
Leadify is built from the ground up to satisfy the most stringent financial regulatory frameworks. Every data flow, every access control, every audit log is designed for examiner-ready compliance.
SOC 2 Type II
Annual third-party audits verify our security controls, availability, processing integrity, confidentiality, and privacy across every system handling financial data.
PCI DSS Level 1
The highest level of payment card industry compliance. All cardholder data is encrypted, tokenized, and processed through PCI-certified infrastructure.
SEC Compliant
Full support for SEC Rule 17a-4 record retention, Regulation S-P privacy requirements, and Regulation Best Interest documentation standards.
FINRA Ready
Built-in workflows for FINRA supervisory review requirements, communications archiving, suitability documentation, and broker-dealer compliance obligations.
MiFID II
European Markets in Financial Instruments Directive compliance including best execution reporting, transaction reporting, and client categorization requirements.
GDPR
Full General Data Protection Regulation compliance with data residency controls, right-to-erasure workflows, consent management, and cross-border transfer safeguards.
FAQ
Finance questions,
answered.
Ready to modernize your financial CRM?
Request a compliance review and see how Leadify meets your regulatory requirements.
Book a Finance Demo